1 to 25 of 91 Compliance Manager Jobs

Technical Compliance Manager Tiverton C£45 - 50,000 DOE plus Excellent Benefits My client, a highly successful food/drinks manufacturer, is looking to recruit a Technical Compliance manager for one of their sites. The successful Compliance Manager will be the main compliance representative during customer audits whether that be for BRC or Retailer audits. You will report to the Head of Compliance at the company's sister site This is a key role within the company, and you will be the main contact for technical queries. As a key auditor … we are looking for someone who can build relationships with the site managers and the Quality/Technical manager, working closely to help drive standards across the group. Compliance Manager Key Duties will include: ·Auditing, carry out internal auditing, BRC and customer audits. ·Health & Safety - You would more »

The Role Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset … Management and Private Equity industries. This is an excellent “Compliance Manager” role for someone who is looking for something different in their Compliance career. The role reports into their Managing Director who atm is also acting as the business’s " Compliance Manager". Our client … needs someone who can manage and in time take the full Compliance function away from them, so that they can concentrate of business development and winning new clients. Our client provides Compliance & Legal Consultancy Services for an array of different, mainly London based Hedge Funds (predominately), but also more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. more »

Compliance Manager Financial Services Are you a driven and experienced Compliance Manager looking for an exciting opportunity to make a significant impact? Our client, a leading organisation in the financial services industry, is seeking a talented Compliance Manager to join their team. This is … a permanent role with a competitive salary range of £83,000 - £86,000 per year. As the Compliance Manager, you will play a crucial role in ensuring compliance across the organisation. Reporting to the Head of Risk and Compliance, you will be responsible for providing senior … management with confidence in our client's compliant operations. Your key responsibilities will include: Supporting the Head of Risk and Compliance in developing an appropriate compliance approach Delivering on second line of defence responsibilities on compliance Maintaining and providing strategic compliance reporting and management information Deputising more »

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager … with growing regulatory challenges and product and process innovations, your role will require addressing regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the Pan-European level, other Compliance teams and other subject matter experts and stakeholders, providing an excellent opportunity for personal and professional development. Working in a hybrid working culture, initially within probation the expectation is to more »

Risk & Compliance Manager £50,000 - £60,000 per annum (depending on experience) Based in Worthing, 2-3 days in the office. Audit & Risk Recruitment are delighted to assist one of our clients, a medical equipment manufacturer, in their search for a Risk & Compliance Manager, to join … their team. If you are a risk and compliance professional looking for your next challenge, this role might be for you! About the role This role is based in Worthing and offers flexible working. Reporting to the General Counsel, the Risk & Compliance Manager will develop the company … s compliance program, collaborate with senior stakeholders, and promote the compliance culture within the company. Role Responsibilities As the Risk & Compliance Manager, you will have the opportunity to develop the company’s compliance program and train the wider business. Your key responsibilities will include: Designing more »

Technical Compliance Manager/Compliance Officer Wincanton/Shepton Mallet/Yeovil A303 area £45,000-50,000 My Client, a successful, innovative and expanding food packaging company is looking to recruit a Technical Compliance Manager/Compliance Officer/QMS Manager for … the business and ensure conformity to BRC ·Input and maintenance of data within Company database ·Support and Lead the business with technical queries Technical Compliance Officer Skills/Experience required: ·BRC experience ·QMS experience ·Competent in using Microsoft Office and Outlook, including Word and Excel. Knowledge of Cin7 helpful … commutable from Yeovil, Wincanton, Shepton Mallet, Frome, Castle Cary, Martock, Somerton, Shaftesbury and may suit a candidate that has previously worked as a Technical Manager, Technical Officer, Compliance manager, Quality, Quality Systems, BRC, Food Safety Standards more »

Compliance Manager - Payments Online Retail London 2-3 x per week £80,000 - £90,000 Astrum Search is working alongside an instantly recognisable online retail business to recruit a Compliance Manager in London. The Compliance Manager will be responsible for their payments-related relationship … processes (acquirers and payment service providers (PSPs)), and will help develop and maintain their compliance strategy and policies to ensure compliance with relevant regulation and legislation. You'll also ensure the policies are implemented across all relevant functions to guarantee the business maintains contractual and regulatory compliance. Key … Responsibilities: Managing the contractual compliance requirements the business has with its PSPs and acquirers. Ensuring compliance with applicable rules/regulations, according to contractual and regulatory requirements. Managing the relationship with co-branded credit card provider. Supporting the business in ensuring it has the right governance and compliance more »

Grid Connections and Compliance Manager Climate17 are working with a market-leading renewable energy developer who focus on providing flexible generation and grid stability services to support the UK energy sector’s transition to net zero. Since 2019, they have developed and built over 20 separate power assets … and 3 of its Stability Pathfinder programmes. Due to growth in the project management team, they are now seeking an experienced Grid Connections and Compliance Manager to assist in developing grid stability projects across the UK. This will be a permanent position within the business. Location The client … UK), and regular visits to the client’s Cardiff city centre office when required, alongside working from home. Role As a Grid Connections and Compliance Manager you will primarily be responsible for successful delivery of the EHV, HV and LV grid connections for new grid stability facility projects more »

Compliance Manager (SMF 16&17) The Compliance Manager will be responsible for overseeing the development and implementation of an effective financial-related compliance program, focusing on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. The successful candidate will ensure that our products and … are safeguarded against financial crime and risk. This includes reducing the likelihood of financial penalties, reporting to regulators, and providing training to employees on compliance matters. Responsibilities AML and CTF: Take overall responsibility for the effective implementation of financial-related compliance measures, including AML and CTF systems and … controls in the UK. Ensure compliance with FCA regulations by implementing and maintaining appropriate measures. Develop and maintain a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the more »

Key Responsibilities: Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance with business compliance advisory, conflicts management, Running the … be expected to execute and develop day-to-day monitoring and surveillance, as well as to contribute to the formulation of the firm’s compliance strategy and policy development. Specific Functional Duties: ▪ Assist the Head of Risk and Compliance with advising the business on all regulatory and conduct … matters; ▪ Develop and maintain key business relationships across the global business; ▪ Support SLA work as necessary; ▪ Carry out the compliance review of marketing materials and ensure compliance with applicable financial promotion rules; ▪ Manage the day-to-day activities of the AML and ABC programme compliance (including international more »

Technical Compliance Manager Tiverton C£45 - 50,000 DOE plus Excellent Benefits My client, a highly successful food/drinks manufacturer, is looking to recruit a Technical Compliance manager for one of their sites. The successful Compliance Manager will be the main compliance more »

Technical Compliance Manager/Compliance Officer Wincanton/Shepton Mallet/Yeovil A303 area £45,000-50,000 My Client, a successful, innovative and expanding food packaging company is looking to recruit a Technical Compliance Manager/Compliance Officer/QMS Manager for more »

We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance policy team purpose is to leverage our relationships and expertise to provide advice, guidance, support and challenge to the business, in order to facilitate safe business growth and help our customers … achieve their objectives. Reporting to theSenior Compliance Manager you will be providing input into theproduct governance, engagement with product teams, regulatory projects, operational change and oversight of financial promotions. What does the job involve? The key responsibilities of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation and regulatory developments, determine potential impact to business and provide detailed advice and guidance to first line areas implementing business changes. Monitor external developments and changes in industry best practice and provide more »

Compliance Manager and Data Protection Officer This is a permanent full-time position offering a hybrid working model. There is a requirement for one day per week in the London office and the option to work the remainder of the week remotely if preferred. About the Company: Our … and preventing fraud. They partner with major organizations to protect financial institutions and emergency services across the UK. Role Overview: We are recruiting a Compliance Manager and Data Protection Officer (DPO) on behalf of our client. Reporting to the CFO, this role ensures transparent, ethical, and compliant data … use, evaluates emerging regulations (including AI), and collaborates with the Executive Team on policy implementation. Key Responsibilities: Privacy Compliance: Fulfil DPO duties, manage governance systems, and execute privacy strategies. Conduct Data Protection Impact Assessments (DPIAs). Facilitate risk management plans and regulatory assessments. Serve as the main contact for more »

Compliance Manager - Six Month Contract – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4027G £70K - £80K pro-rata Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to recruit a Compliance Manager to support … the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on compliance processes and systems to team members … and assist with resolving problems where possible. regular updates to the Head of Compliance on levels of workload in the team, identifying potential areas of risk or a shortfall in performance. checks to ensure that core controls are being followed, using system enquiries and reports, internal documentation and staff more »

We have a great opportunity for a Technical Compliance Manager to join a rapidly growing company that are experts in the Passive Fire Protection and Firestopping industry who pride themselves on delivering the highest standards of service, technical skills, and innovative spirit. This is your chance to join … develop their skills and help them strive for their best. Key Responsibilities: Oversee Technical Team: Responsible for managing and supervising the technical team Technical Compliance Ownership: Ensure compliance across the company Risk Assessment and Value: Rigorously assess risk and value, challenging technical solutions for optimal outcomes Robust Standards … safety by design, eliminate hazards, and complete safety documentation Risk Communication: Clearly communicate remaining risks to the Operations team and end users Pre-Construction Compliance: Ensure compliance with pre-construction information and design risk assessments Hybrid: This position will require you to sometimes travel around within the UK more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Wolverhampton (Hybrid, 3 days in the office, 2 days WFH) Salary: £63k - £73k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does? Or … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Senior Compliance Manager - Projects Retail Banking/Mortgages Location: Chatham, Kent (Hybrid, 3 days in the office, 2 days WFH) Salary: £65k - £78k + bonus + benefits Do you want to work for a business that puts governance and customer experience at the heart of everything it does … its customers, whilst also taking career development seriously for all its employees. And you’ll be joining a team of 5 within a larger Compliance department of around 50 staff. In this newly created role, you’ll be focused on supporting and managing projects and programmes of work as … part of the Bank’s growth strategy. You’ll deliver effective compliance business partnering in providing structure to Compliance projects (or the Compliance aspects of larger projects) to meet overall project requirements, supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager horizon … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... more »

Risk & Compliance Manager - Marketing A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment … with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to c... APCT1_UKTJ more »

Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a … professional to ensure the company operates within legal and ethical boundaries. Your new role As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing … and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. Collaborate with legal, risk management, and business units. Prepare reports for senior management and more »

Risk & Compliance Manager - Financial Promotions A leading tech company are looking for a Risk & Compliance Manager for the Marketing and Revenue & Trading teams with a key focus of supporting the business on regulatory and risk matters, in order to effectively manage the risk and compliance environment with a commercial lens. This role will be supporting the risk & compliance on marketing special offers to customers etc. Responsibilities: Closely support first line colleagues in Marketing and Revenue to working with the business to ensure current and emerging risks are effectively managed. Support the Senior Manager … closely with SLOD to ensure risks are being managed in line with the risk framework and business area risk appetite. Being a risk and compliance champion across the business, promoting a proactive risk management culture and ensuring that effective risk management is prevalent. Responsible for supporting the business with more »