13 of 13 Market Surveillance Jobs in the UK

Who we are looking for The Expanding Market Surveillance team in US Boston/UK London is seeking an experienced and technically proficient individual with strong trading expertise to support increasing business demands. The Global Financial Crimes Compliance Market Surveillance team oversees State Street's Foreign … Exchange (FX), Equity, GlobalLink, Global Treasury, and Securities Lending businesses, focusing on communication and transaction reviews, investigations, and market trend analysis. This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements. We are open … mark in the financial services industry from day one is a challenge you are up for. What you will be responsible for As Trade Surveillance Analyst you will: Design and implement advanced market surveillance rules across various business lines, particularly FX SWAP transactions. Analyze market trends More ❯

About Marex Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and … to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through Compliance policies, advisory activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance Surveillance function is responsible for implementing a framework of assessments and controls designed … to identify and mitigate Market Abuse risks, and for reporting any potential Market Abuse to regulators. Role Summary The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance & Strategy in designing and implementing a transformation programme across all Surveillance related More ❯

BUSINESS UNIT OVERVIEW The Global Markets Surveillance Compliance team ("MSC") is part of the Global Compliance team and provides compliance coverage and support to the Equities and FICC (Fixed Income, Currency and Commodities) Sales and Trading businesses. MSC's primary function is to manage compliance and regulatory risk through … the development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory risks as they apply to market abuse regulation, across the Global Banking & Markets businesses, and works to develop and/or enhance appropriate detective control measures to mitigate such … risks. Post development, MSC performs surveillance alert reviews and maintains oversight of such controls to ensure the continuing effectiveness of those controls. Daily, team members are responsible for reviewing a set of surveillance reports and interacting with Line of Business Compliance and the business to determine whether an More ❯

and drive to join the team as an Account Executive in London within the Financial Markets Compliance sales team. Focused on Communications Compliance, Communications Surveillance, Trade and Market Surveillance, as well as Compliance Archive , you will be driving new business growth within a designated set of accounts … technology to protect institutions and safeguard consumers’ and investors’ assets by identifying financial crime, preventing fraud and providing regulatory compliance. Join an ever-growing, market disrupting, global company where the teams – comprised of the best of the best – work in a fast-paced, collaborative, and creative environment! As the … market leader, every day at NICE is a chance to learn and grow, and there are endless internal career opportunities across multiple roles, disciplines, domains, and locations. If you are passionate, innovative, and excited to constantly raise the bar, you may just be our next NICEr! At NICE, we More ❯

people to a team of over 140 across London, Toronto, New York, and Singapore. We have achieved scale by building the best-in-class surveillance tooling, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance arena … markets analytics platform. The Role We are seeking a Quantitative Developer to help design, build, and validate the models that power our industry-leading market surveillance and analytics products. As part of our metrics division, you'll collaborate with a team of engineers and quants to create and … deploy market abuse metrics and detection algorithms. The successful candidate will combine excellent mathematical skills with the proven ability to engineer high-quality software in a practical setting. Responsibilities: Development of sophisticated pattern-detection algorithms to be utilised across all of TradingHub's product offerings Research and development of More ❯

Social network you want to login/join with: AD, Communication Surveillance Strategy, Governance & Program - 6 mth FTC, London Client: Royal Bank of Canada Location: London, United Kingdom Job Category: Other EU work permit required: Yes Job Reference: a76d0d0288d7 Job Views: 3 Posted: 18.04.2025 Expiry Date: 02.06.2025 Job Description … What is the Opportunity? You will be a part of a global team that is responsible for the development, enhancement and maintenance of communication surveillance applications and platforms, executing Capital Markets Surveillance initiatives executing scenario and application development projects. What will you do? Execution of roadmap for the … development, enhancement and implementation of the communication surveillance program. Work with regional teams to define the business and technology requirements for the surveillance program centrally including technology selection, surveillance development, etc. Adhere to, maintain, and contribute to the improvements of the operating model for surveillance design More ❯

and includes the following: ? Technical file documentation, to ensure compliance with MDR and FDA; for example biocompatibility reports, clinical evaluations, risk assessments, and post market surveillance ? Quality system management, to ensure compliance with MDR and FDA; for example internal auditing, non-conformance reporting, data analysis ? Technical/sales More ❯

date. Represent SIE in relevant technical standards committees and industry trade associations. Proactively communicate new requirements to cross-functional teams and senior management. Investigate Market Surveillance inquiries and manage non-compliance investigations, working with relevant teams to implement corrective actions. Lead investigations into alleged safety incidents, conduct detailed More ❯

date. Represent SIE in relevant technical standards committees and industry trade associations. Proactively communicate new requirements to cross-functional teams and senior management. Investigate Market Surveillance inquiries and manage non-compliance investigations, working with relevant teams to implement corrective actions. Lead investigations into alleged safety incidents, conduct detailed More ❯

OUR IMPACT Markets Surveillance Compliance (MSC) has primary responsibility for the development and execution of the firm's trade surveillance program, focused on market abuse, insider trading and regional/policy related risks. Within the Global Compliance division, the MSC Governance team oversees the established MSC governance … will work closely with colleagues around the globe to: Apply advanced quantitative techniques and programming languages to analyze large datasets related to the trade surveillance program. Design and develop analytical tools to visualize volumes and productivity, which will help drive business decisions. Deliver risk insights through verbal and written … content to key stakeholders across Goldman Sachs. Play a key role in Markets Surveillance Compliance at Goldman Sachs by providing understanding of and insight into existing and emerging volumes and trends. Key Responsibilities Conduct data mining, analysis, visualization, and publishing of AML metrics reporting. Innovate and design new analytics More ❯

and sourcing attractive investment opportunities for client portfolios, getting best-execution on sales and/or swaps as needed, and conducting broader portfolio and market surveillance. Essential Duties Broader IABS/EU CLO credit work and trading: Cover the IABS/EU CLO new issue and secondary markets, along … with broader ABS/CLO team Propose trade ideas and run bid lists, as needed Conduct ongoing surveillance on existing holdings For individual security selection, conduct quantitative and qualitative analysis on loans and managers/issuers, including deal document review, price/yield analysis, historical collateral performance, rating agency … publications, etc; Perform on-site diligence and coordinate banking and syndicate calls as needed General market research: Contribute to broader IABS/EU CLO market coverage and trends – including calls with Wall Street trading and banking, managers/issuers, etc. and reviewing relevant research and data Required Qualifications More ❯

with regulatory reporting requirements for medical device incidents (e.g., MDR, FDA). Work with the regulatory affairs team to address compliance issues and maintain market approval. The above list of responsibilities may not be exhaustive, and the post holder will be required to undertake such tasks and responsibilities as … Msc, PhD) in relevant discipline. Proven experience working in an accredited laboratory/company. Previous involvement in regulatory submissions, technical file preparation and post-market surveillance. Certifications such as quality management certifications. Experience working with electronic quality management system (eQMS). Some knowledge of human immunology. Experience with flow More ❯

with regulatory reporting requirements for medical device incidents (e.g., MDR, FDA). Work with the regulatory affairs team to address compliance issues and maintain market approval. The above list of responsibilities may not be exhaustive, and the post holder will be required to undertake such tasks and responsibilities as … Msc, PhD) in relevant discipline. Proven experience working in an accredited laboratory/company. Previous involvement in regulatory submissions, technical file preparation and post-market surveillance. Certifications such as quality management certifications. Experience working with electronic quality management system (eQMS). Some knowledge of human immunology. Experience with flow More ❯