6 of 6 MiFID Jobs in the UK excluding London

trusted technology partner to Traders, Sales Traders, Compliance, Risk, and Operations, translating business needs into technical solutions. Support regulatory initiatives and controls (e.g., MiFID II, best execution, trade surveillance, market abuse monitoring). Required Skills & Experience Technical/Platform Strong hands-on experience supporting Fidessa in a front-office trading ...

years of equities trading support experience. Exposure to DMA, DSA, SOR, Algo Trading strategies. Familiarity with global exchange protocols and regulations (Reg NMS, CAT, MiFID II etc.). ...

Exchange, SharePoint, OneDrive, and Teams. Responsibilities: Define target-state architecture for Purview retention, records management, and eDiscovery at enterprise scale. Map regulatory obligations (e.g., MiFID II record-keeping, SEC/FINRA retention, GDPR lawful basis & deletion windows, UK DPA) to enforceable Purview policies. Design event-based retention (e.g., contract execution ...

/IT Internal Audit Strong knowledge of global regulatory and compliance frameworks , including: GDPR, SOx, ISO 27001 PRA, FCA, EBA, BaFin, OCC, FFIEC, Basel, MiFID II, NIS 2, TISAX, HIPAA Ability to translate complex technical risk into clear, board-level insight Leadership & Advisory Senior Manager–level consulting experience Track record ...

Senior Project Manager - MiFID II/Order Record Keeping (ORK) We are supporting a major financial services organisation undergoing a significant MiFID II Order Record Keeping (ORK) remediation programme. They are seeking an experienced Senior Project Manager to join the Markets Program Execution & Transformation team and drive delivery across … multi-jurisdictional regulatory change initiative. Role Overview The Senior Project Manager will lead the end-to-end delivery of the EU & UK MiFID Order Record Keeping Project , overseeing proof-of-concept assessments, gap analysis, and implementation of changes across procedures, systems, controls, and governance. This role requires strong regulatory project ...

leading Tier 1 Bank is currently seeking an experienced Project Manager to lead a MiFID II remediation project . This is a high-visibility role within the Markets Transformation function, responsible for delivering procedural, system, control, and governance enhancements to ensure full compliance with MiFID II regulation.Job Details: Start date … Requirements: Minimum 10+ years' experience delivering large-scale regulatory programmes in Investment Banking/Markets , with proven end-to-end project delivery expertise. Strong MiFID II experience gained within Tier 1 banks, including order record keeping, regulatory interpretation, impact assessment, and BAU transition. Demonstrated experience managing senior stakeholders across ...