Officer, deal teams, and external legal counsel on due diligence processes and deal closings. Assist with entity set-up in multiple jurisdictions, KYC, and AML processes, liaising with overseas counsel. Conduct preliminary reviews of legal documents, including letters of intent, contracts, heads of terms, shareholder agreements, and share purchase agreements. more »
ensure compliance with regulatory requirements and company policies. Conduct thorough due diligence checks on new and existing customers to ensure compliance with KYC and AML regulations. Required Qualifications: Fluent proficiency in Japanese Strong problem-solving skills with the ability to provide reasonable solutions to customers. Prior experience in customer-oriented more »
to the compliance and operations managers. You ll work with and support the business on any compliance related queries, including some day to day AML duties as designated by the Group MLRO. Main Responsibilities: Coordinate, process and monitor license obligations for the DGA Assisting the team in performing audits and … grow whilst remaining compliant Obtain and operate within the requirements of the Key Positions (to be applied for if needed) Undertake day-to-day AML tasks such as customer reviews and maintenance of associated policies/procedures General Compliance: Participation in ad hoc and project work as required e.g. development more »
Lawyers. Job Description: We are looking for a Senior Auditor with Financial Crime Experience to assist us with financial crime audits of our clients AML programmes . The ideal candidate will have experience in auditing financial services firms including UK banks and electronic money institutions. The candidate should … controls. Audit report writing experience. Excellent communication and interpersonal skills. The ideal candidate will also hold a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA). more »
About the Role Provide legal support and advice on a wide range of commercial matters. Advise on financial regulatory matters, including consumer credit, insurance, AML, and investment products. Assist in the development and implementation of compliance policies and procedures for financial services. Collaborate with cross-functional teams to identify and more »
mobile app) and Non-Digital (e.g. contact centre) Banking ChannelsBanking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-MoneyLaundering Act).Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn … advanced analytics to help our customers make better, timelier decisions. Our innovative solutions enable organisations to manage risks like identity theft, fraud, moneylaundering and terrorism, prevent financial crime along with insurance and government benefit scams. About the Role: You will be part of a high more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
s activities and to the ethical dilemmas faced by individuals in practice advising on legal and regulatory notification and reporting requirements, including SRA and AML reporting requirements and obligations to report to other legal and financial conduct regulators creating directories of global regulatory requirements, including international practising rights and regulatory … investigation of potential conduct issues advising on issues arising out of A&O Shearman s vetting/background checking policy designing and implementing global AML compliance systems and procedures developing and delivering A&O Shearman's global risk training modules (in person and online), including anti-bribery and … compliance with A&O Shearman s global policies and the SRA Standards and Regulations, practising rights, business mobility, global professional ethics and conduct, and AML requirements Advising the Board and Risk Committee on key regulatory developments and challenges and how to meet them Leading and participating in multi-jurisdictional regulatory more »
regular transaction monitoring to identify unusual/suspicious activity; Ensure transaction alerts are cleared or escalated appropriately; Ensure compliance with transaction monitoring and KYC AML operational policy and procedures; Work closely with the Head of Monitoring and MLRO to enable enhancement of the Financial Crime programme; Quality control - Sample testing … client transactions to ensure adherence to policy; Assist in optimising the transaction monitoring process; Assist with the training of staff within the company in AML matters. The Successful Applicant Several years working within a payments or e-money regulated firm with exposure to transaction monitoring of corporate clients … within the deliverable FX and payments environment; Knowledge of how money flows between counterparties; Detailed understanding of the MoneyLaundering Directive and JMLSG; Confident in dealing with different departments as required when required. What's on Offer A daily rate salary between  more »
regulatory change by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate from anti-moneylaundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental collaborating with other General Compliance team members at the more »
City of London, London, United Kingdom Hybrid / WFH Options
Kennedy Pearce Consulting
activity within the team, including monthly 1 to 1's, performance monitoring and objective reviews Adhere to internal policy and regulatory requirements - FCA, PRA, AML, Prevention of Financial Crime, and Data Protection etc. ESSENTIAL EXPERIENCE REQUIRED Previous managerial experience of an underwriting, credit or lending team within a bridging/ more »
