physical files. Ensure compliance with the Companies Act 2006, FCA regulations, FCA Appointed Representative requirements, and other relevant UK laws. Prepare and file necessary regulatory documents and monitor regulatory changes. Carry out various corporate administrative processes, including distributing legal documents and agreements for signature, notarizations, apostilles, certified copies more »
to your IndustryWe have entered a period that will see businesses transform like never before. The Finance function sits at the center of this change, playing a key role which is seeing the demands of the CFO and their team increase. In response, we have established a CFO Advisory … leadership role in our business, as well as helping our clients as they address a wide range of disruptive events – including IPO, M&A, regulatorychange and digital transformation.Connect to your career at DeloitteDeloitte drives progress. Using our vast range of expertise, that covers audit, risk advisory, and … make a difference here are huge. We’re constantly encouraged to come up with ideas, so a lot of what we do to drive change comes from within our own workforce." - Gurpal, Risk AdvisoryOur hybrid working policyYou’ll be based in London with hybrid working. Our hybrid model enables more »
unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … frameworks, so that you can translate your findings into tangible solutions.You should also be able to develop strong relationships, contribute innovative ideas, and manage change and ambiguity effectively and confidently. Your existing industry and project management knowledge/experience will be critical and will support your development in the more »
unrivalled service and experience through a collaborative partnership with our clients to maximise their effectiveness, efficiency and profitability. Our team is passionate about delivering change to the financial services industry, with digital innovation at the heart of our approach. Our practitioners work on a variety of projects which include … design and delivery of operating models, process transformation and automation, cost reduction, structural reform and regulatory change.The Operating Model Transformation – Capital Markets team recognises that our success in the industry is due to our incredible people. We invest heavily in our practitioners providing them with the right tools, training … Manager in Operating Model Transformation - Capital Markets, you will work on complex and challenging projects within the Capital Markets industry with a focus on regulatory change. You will have the opportunity to learn and grow by using the practice’s sophisticated tools and methodologies, whilst having the opportunity to more »
approach bringing together mindsets, expertise, methodologies, and solutions from Strategy, Programme, Digital, Programme Leadership and Human Centred Transformation to better anticipate, shape and manage change in Major Programmes. It empowers project leaders to effectively anticipate and manage change, risk and uncertainty across a programme’s lifecycle, shaping its … people and HR transformation business. As part of a practice that brings research and analytics expertise together with deep industry knowledge, you’ll develop change programmes that are not only innovative, but deliver the most positive impact for all, and in doing so you’ll develop trusted relationships with … of large-scale business/organisational transformation programmes, using traditional and/or agile methodologies with a strong understanding of digital/technology enabled change • Experienced in delivering at least one of the following types of programmes: (1) Finance and Actuarial Transformation, (2) Target Operating Model, (3) Digital and more »
Framework, Business Continuity Framework and Crisis Management Framework. Responsible for developing, embedding and managing the Operational Resilience framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG s strategic objectives. This framework covers regulatory requirements across the UK (FCA/PRA) and the … in similar financial services institutions. DUTIES AND RESPONSIBILITIES Responsible for developing, embedding and managing the Operational Resilience framework, tools and methodologies in line with regulatory requirements to enable the achievement of MUFG s strategic objectives. Specific responsibilities include: Responsible for building awareness and understanding of Operational Resilience across the … Responsible for maintaining strong collaborative relationships with key stakeholders, helping Service Owners, Resource Owners and Operational Resilience Coordinators perform their duties in line with regulatory expectations. Key activities include Support the management of Important Business Services (IBS) and Critical/Important Functions (CIFs) in line with the Operational Resilience more »
knowledge of FCA conduct regulationExperience of the banking, insurance, consumer credit or asset management sectors.Experience of applying conduct regulation in roles like compliance advice, regulatorychange, conduct investigations, redress programmesTechnical expertise in supporting areas like product governance, price/value assessments or customer communications.Confident in producing accurate written more »
new legislation. Draft and Negotiate: Draft and negotiate new agreements based on client playbook to meet stakeholder requirements. Research and Review: Stay informed about regulatory changes to provide advice and support to business units. Risk Management: Identify, control, and report on significant legal and commercial risks. Project Involvement: Play more »
identifying opportunities for growth, risk mitigation, and maximising returns for corporate clients. Develop and implement strategic financial plans, taking into consideration current market trends, regulatory changes, and client-specific needs. Provide expert guidance on employee benefit schemes Collaborate with internal teams to deliver integrated solutions The client is seeking more »
of the context, influencers and drivers of the social housing sector (both current and future), as well as keeping abreast of political, legislative and regulatory changes/challenges. Ability to engage with customers at a C-Suite level. Ability to produce high quality, impactful visualisations in a presentation style more »
a Head of Treasury Operations and Transformation to work in a truly global environment taking responsible for overseeing all aspects of treasury operations and change within the group, reporting to the Group Finance Director. This role requires substantial experience of implementing treasury related systems, processes and organisations, as well … as a exceptional understanding of cash management, financial markets, liquidity management, risk management, and compliance with regulatory requirements. The incumbent will play a critical role in ensuring the efficient and effective management of the company's financial resources. Business Overview Established in 1783, ED&F Man is an employee … such as finance, accounting, and legal departments, to ensure alignment of risk management practices with overall business objectives. Compliance and Reporting: Stay informed about regulatory changes impacting treasury operations and ensure compliance with applicable laws and regulations. Prepare treasury-related reports, disclosures, and compliance filings for internal management and more »
and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating regulatory inquiries … preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries. Overseeing the monitoring of adherence to Citi s Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. Interacting and working with other areas … within Citi, as necessary. Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. Additional duties as assigned. Has the ability to operate with a limited level of direct supervision. Can exercise independence of judgement and autonomy. Acts as more »
cash and synthetic prime brokerage, (iii) equity margin loans and fund-linked loans and (iv) equity finance. Advise and assist in the creation, structuring, regulatory analysis and launch of new products and businesses. Interpret, educate and assist with the implementation of regulatory changes that impact equities businesses. Advise … the Business, Risk, Compliance and others internally regarding legal and regulatory issues, developments and risks relating to equities businesses. Skills, experience, qualifications and knowledge required: Strong experience with equity products, including equity derivatives. Familiarity with ISDA and a preference for familiarity with other industry documentation (LMA, GMSLA). Familiarity … company s services level and corporate value Entrepreneurial leadership Take on new challenges for improvement and cultivate a corporate culture of challenge by driving change in business operations Teamwork Collaboration Ensure views are not biased, accept different opinions and perspectives, and collaborate with other members to create common values more »
continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business. What will you be doing? Providing day-to-day advisory on data … Acting as SME for data privacy, data transfers and localisation, cybersecurity, outsourcing, fintech and innovation Managing stakeholders where legal advice and recommendations on key regulatory, legal and other risk issues are expected Keeping abreast of relevant new regulations and market practices Being accountable for development of legal, compliance and … issues, proactively seek solutions and offer solutions/recommendations Genuine interest in this area of the law and has exposure to topical developments in regulatory changes and development in Asia Some experience with US, EU and/or Asia data-related regulation Where will you be working? Our offices more »
Job description Connect to your IndustryDiscover, investigate, influence. Our analytical skills are relied upon to ensure that Deloitte operates safely in an increasingly complex regulatory environment. Are you searching for a new opportunity? Join us to showcase your skills and capabilities. We are part of a national department, operating … Quality, Risk & Security (QRS) function, providing support to our client facing colleagues across the Deloitte network, keeping our business, and our clients safe from regulatory risk.The Quality, Risk and Security (QRS) community is an overarching identity for all the professionals who manage quality and risk for Deloitte. It comprises … a broad range of data processing activities.Providing data protection advice on internal and client-facing projects in support of the firm’s innovation and change agendas, including in relation to generative AI.Advising in relation to data incidents, data subject rights and regulatory requests, to help the firm manage more »
to your IndustryWe have entered a period that will see businesses transform like never before. The Finance function sits at the center of this change, playing a key role which is seeing the demands of the CFO and their team increase. In response, we have established a CFO Advisory … teams in Risk Advisory and across Deloitte, to help our clients as they address a wide range of disruptive events – including IPO, M&A, regulatorychange and technology transformation.Connect to your career at DeloitteDeloitte drives progress. Using our vast range of expertise, that covers audit, risk advisory, and more »
Req # 15913 Job description Connect to your IndustryWorking across the financial services industry we support clients across all aspects of risk and regulatory transformation from the early stages of helping evaluate how change will impact their business through to shaping, mobilizing and implementing the change to … us to deliver impact how and where it matters most.Connect to your opportunity Working with clients and stakeholders to support and deliver risk and regulatory transformation engagements and programmes of work. This will require liaison across a range of internal and client stakeholders, identifying potential issues and providing solutions.Risk … Advisory Risk and RegulatoryChange Delivery team Manager will have responsibility for:Delivery of risk and regulatory focussed transformation engagements within a wider Deloitte teamProduction of specific engagement deliverables in line with area of technical competenceProject management of workstreams or smaller engagementsContributing to development of propositions, solutions more »
to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatorychange to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth … and where it matters most.Connect to your opportunity Our practice has both breadth and technical depth which is increasingly important in an ever changing regulatory landscape. You can expect to be involved in a wide variety of assignments. The key services that you could be involved in include:Finance more »
to your IndustryOur Life Actuarial team supports our clients on the largest and most cutting-edge transformations across the market, from post-merger integration, regulatorychange to insight capability building transformation. This will give you the platform to influence the next-generation insurance processes, technology and people.The breadth more »
to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatorychange projects. As Compliance Monitoring Manager, your primary focus will be to design and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance or others depending on your experience). In a dynamic and complex environment with growing regulatory challenges and product and process innovations, your role will require addressing regulatorychange by identifying required systems and controls adaptations. As Compliance Monitoring Manager separate … there are excellent benefits for this Compliance Monitoring Manager Compliance Monitoring Manager permanent profile required: An accomplished background of at least 3 years in regulatory compliance, audit or risk function in an investment or platform-based environment, ideally within areas of General Compliance or Investment Compliance. Well-versed in more »
